Leadership Team, Citi, senior investment advisor.

#Senior #investment #advisor


About Citi

While we’re a global bank, our mission is simple: We responsibly provide financial services that enable growth and economic progress

  • Senior investment advisor Francisco A. Aristeguieta Chief Executive Officer

Asia Pacific

  • Senior investment advisor Stephen Bird Chief Executive Officer

    Global Consumer Banking

  • Senior investment advisor Don Callahan Head of Operations Technology
  • Senior investment advisor Mark Carawan Chief Compliance Officer
  • Senior investment advisor Michael Corbat Chief Executive Officer


  • Senior investment advisor Ellen M. Costello Former President, CEO, BMO Financial Corporation,

    and Former U.S. Country Head

  • Senior investment advisor James C. Cowles Chief Executive Officer

    Europe, Middle East Africa

  • Senior investment advisor Barbara Desoer CEO, Citibank, N.A.
  • Senior investment advisor James A. Forese President, Citigroup

    CEO, Institutional Clients Group

  • Senior investment advisor Jane Fraser Chief Executive Officer

    Latin America

  • Senior investment advisor John C. Gerspach Chief Financial Officer


  • Senior investment advisor Duncan P. Hennes Co-Founder and Partner of Atrevida Partners, LLC
  • Senior investment advisor Peter Blair Henry Dean

    New York University

    Stern School of Business

  • Senior investment advisor Franz B. Humer Former Chairman, Roche Holding Ltd
  • Senior investment advisor Bradford Hu Chief Risk Officer
  • Senior investment advisor Ren e J. James Operating Executive,

    The Carlyle Group

  • Senior investment advisor Jud Linville Chief Executive Officer

    Citi Cards

  • Senior investment advisor Gene McQuade Former Chief Executive Officer,

    Citibank, N.A. and Vice Chairman,

    Citigroup Inc.

  • Senior investment advisor William J. Mills Chief Executive Officer

    North America

  • Senior investment advisor Michael Murray Head of Human Resources
  • Senior investment advisor Michael E. O’Neill Chairman, Citigroup Inc.
  • Senior investment advisor Gary M. Reiner Operating Partner,

    General Atlantic LLC

  • Senior investment advisor Bill Rhodes Citi Senior Advisor
  • Senior investment advisor Anthony M. Santomero Former President, Federal Reserve

    Bank of Philadelphia

  • Senior investment advisor Edward Skyler Executive Vice President

    Global Public Affairs

  • Senior investment advisor Diana L. Taylor Vice Chair, Solera Capital LLC
  • Senior investment advisor Ernesto Torres Cantu CEO of Citibanamex
  • Senior investment advisor James S. Turley Former Chairman and CEO,

    Ernst & Young

  • Senior investment advisor Francesco Vanni d’Archirafi Chief Executive Officer

    Citi Holdings

  • Senior investment advisor Rohan Weerasinghe General Counsel and Corporate Secretary


  • Senior investment advisor Deborah C. Wright Former Chairman of Carver Bancorp, Inc.
  • Senior investment advisor Paco Ybarra Global Head of Markets and Securities Services
  • Senior investment advisor Ernesto Zedillo Director, Center for the Study of Globalization and Professor in the Field of International Economics and Politics, Yale University

  • Securities Arbitration Attorney #tracy #stoneman, #denver #colorado, #dallas #texas, #negligence, #arbitration #attorney, #brokerage #firm, #wrongful #termination, #contract/promissory #disputes, #free #consultation, #financial #scams, #seniors, #raymond #james, #supervision, #securities #attorney, #securities #fraud, #investment #dollars, #trust, #unauthorized #trading, #nationwide #representation, #online #brokerage #firm


    A message from Tracy Stoneman –
    You’ve worked hard for your investment dollars and chose what appeared to be a dependable broker, brokerage firm, or perhaps, an online brokerage firm and you dove in with both feet, placing your trust and money hoping that they will serve your best interest! However, oftentimes what looks good at first glance may result in disastrous consequences. It begins with a loss of trust, as your portfolio didn’t produce what was promised or worse took a horrible nosedive. Then you find your trusted financail adviser has engaged in wrongdoing – neglience, fraud, unsuitability, unauthorized trading – or, heaven forbid, failed to follow your instructions. Fortunately for all investors, the securities industry is well-regulated, and you have a remedy if these acts of wrongdoing occurred. You should not waste time deciding what action to take. If you have reason to believe that you have been the victim of fraud or misrepresentation, you have the opportunity to seek justice. But, you must choose an aggressive and experienced securities arbitration lawyer – it is vital to recovering your investment losses. Tracy Stoneman of Stoneman law is a nationally recognized securities arbitration lawyer with years of experience and expertise, having recovered millions in restitution for her clients!

    Tracy Pride Stoneman

    Give me a call so we can discuss your situation!


    T racy Pride Stoneman


    Securities Arbitration Attorney

    As an attorney specializing in securities law I feel a responsibility to educate my clients regarding the securities industry. Within my website you will learn about brokerage fraud. negligence. securities fraud. unauthorized trading. churning. arbitration. and recovering losses. You can also read about various issues related to your brokerage accounts.
    I also represent stockbrokers and investment advisors for such things as wrongful termination, U-4 U-5 violations , slander/libel , and contract/promissory disputes.

    Read Ms. Stoneman’s latest article published in the Fall 2016 issue of the PIABA Bar Journal and on Westlaw:

    Is there a way for me to recover my losses?

    Ms. Stoneman Offers This Advice For “Seniors” –

    “keep your guard up and maintain a healthy dose of skepticism! ”

    Why are seniors being targeted?

    1. Seniors are most likely to have a “nest egg,” which makes them attractive to unscrupulous brokers or financial advisors.

    2. Seniors are less likely to report a fraud because they don’t know who to report it to, or fear relatives will feel they are incapable of self-determination.
    3. Older people tend to be more trusting than younger adults and thus, statistics show, vulnerable to fraud.

    If you feel that you have an unscrupulous broker who is targeting you or other senior investors, contact Ms. Stoneman. She is knowledgeable of potentially abusive practices toward senior investors and is dedicacated to their protection.

    Ms. Stoneman provides older investors non-judgemental support. Through her knowledge of the securities industry and her nationwide reputation of high-dollar restitution and arbitration awards, Ms. Stoneman will restore confidence and financial stability to the senior investor.

    For more information go to: For Seniors


    Tracy represented an 86-year old Tyler, Texas man whose stockbroker at Raymond James moved him out of a fixed income portfolio into complex variable annuities which benefited the broker with hefty commissions but saddled Tracy’s client with illiquid equity risk. The broker also bought and sold annuities causing Tracy’s client to suffer huge surrender charges. Tracy won the arbitration, recovering over $1 million for her client, as well as pre-judgment interest, costs and $250,000 in attorneys’ fees. Raymond James unsuccessfully appealed the award and it stands today as one of the largest arbitration awards against the firm.


    “The broker moved the Tylers’ investment portfolio of $3.8 million from municipal bond investments into annuities, said Tracy Stoneman, a Westcliffe, Colorado and Dallas-based securities attorney who represents investors.”

    a finra arbitration panel filing

    Financial Advisor Magazine

    “The panel also found that Raymond James failed to provide adequate supervision to its broker, a branch manager in its Amarillo office.”

    ” FINRA Arbitration Panel Hits aymond James with $1.7 Million Penalty”

    “Raymond James did nothing to inject themselves into whether what was going on was suitable, despite numerous red flags,” Stoneman said. Stoneman Law offices in Westcliffe, Colorado, Dallas, Texas with nationwide representation ability.

    (Wall Street/Journal Dow Jones Article)

    Testimonials and Comments About The Tyler Case

    “I think that you did a great job for the Tylers, and I believe you are one of the most organized and effective attorneys I have worked with.”

    “Thank you for all the work. I know this will be another star in your crown.”

    “As I mentioned this morning, regardless of the outcome, I thoroughly enjoyed working with you on this case. You are the consummate advocate and represented the Tyler’s masterfully!

    ” Heard you did a FANTASTIC job at the hearing!”

    “Undoubtedly the finest arbitration attorney I’ve met to date!”

    These materials have been prepared by Stoneman Law for informational purposes only and are not legal advice. This information is not intended to create and receipt or review of it does not constitute an attorney-client relationship. Note: Colorado does not certify attorneys as specialists in any field and Texas has no certification for Securities. In accordance with Rule 7.04(b) of the Texas Disciplinary Rules of Professional Conduct and Rule 7.2(e) of the Colorado Rules of Professional Conduct, Tracy Stoneman is the attorney responsible for the content of this web site.

    Exchange Traded Gold #gold, #gold #bullion, #bullion, #gold #invest, #gold #investment, #gold #investing, #gold #shares, #gold #equity, #gold #equities, #gold #fund, #gold #etf, #gold #securities, #gold #bullion #limited, #world #gold #council, #australian #stock #exchange, #buy #gold, #gold #trading, #australian #gold #council, #gold #australia, #australian #gold, #uk #gold, #gold #uk, #listed #gold, #listed #gold #bullion, #gold #asx, #gbs #lse, #london #bullion #market, #london #bullion #market #association, #lbma, #gold #securitisation, #gold #bullion #securities, #gold #prospectus, #asx, #gbs, #dgs, #dubai, #tokyo, #hong #kong, #japan, #singapore


    SPDR Gold Shares

    Gold Bullion Securities

    ETFS Physical Gold

    These securities offer investors a new, innovative, relatively cost efficient and secure way to access the gold market. All of the securities are backed by allocated gold held in a vault on behalf of investors. They are intended to offer investors a means of participating in the gold bullion market without the necessity of taking physical delivery of gold, and to buy and sell that interest through the trading of a security on a regulated stock exchange. The introduction of exchange-traded gold securities is intended to lower many of the barriers such as access, custody, and transaction costs, which have prevented some investors from investing in gold.

    The securities referred to on this website, other than SPDR Gold Shares (GLD) and ETFS Physical Asian Gold Shares (AGOL) have not been and will not be registered under the U.S. Securities Act or any state securities laws, and may not be offered or sold in the United States or to U.S. persons except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act or applicable state securities laws.

    Senior Care Franchises, investment strategies for seniors.#Investment #strategies #for #seniors


    Senior Care Franchises

    Investment strategies for seniors

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    Understanding the Ranking

    On the following pages, you’ll find Entrepreneur’s 38th annual Franchise 500 ranking. We always put together what we know to be the first, best, and most comprehensive franchise ranking in the world, but we also understand that being the best doesn’t mean we can’t be better. The franchise world is constantly evolving, and so are our rankings.

    Our formula is based on the same factors as before: system size, growth, and financial strength and stability. But we’ve developed new ways to measure and analyze them. And we’ve continued to add factors that have become increasingly important in today’s economy—like, say, social media presence, which certainly wasn’t relevant 38 years ago. Here’s a breakdown:

    The Five Pillars of the Franchise 500®

    Some key factors that go into our evaluation.


    • Franchise fee
    • Total investment
    • Royalty fees


    • Open & operating units
    • Growth rate
    • Closures


    • Training times
    • Marketing support
    • Operational support
    • Franchisor infrastructure
    • Financing availability
    • Litigation


    • Social media presence
    • System size
    • Years in business
    • Years franchising


    • Franchisor’s audited financial statements

    Pillars and factors are not listed in order of importance.

    So how was the ranking put together? Beginning in July 2016, we asked franchisors to fill out our online form and submit a copy of their full current Franchise Disclosure Document (FDD) or Canadian Disclosure Document. A whopping 988 companies supplied all the required information, and their submissions were vetted by our editorial team before being entered for data analysis.

    To be eligible for our ranking, a franchisor must have had a minimum of 10 units open and operating as of July 31, 2016, with at least one franchise located in either the U.S. or Canada. The company must also be seeking new franchisees in the U.S. or Canada. It could not be in Chapter 11 bankruptcy proceedings. Once eligible, each company was then scored based on more than 150 data points, and the 500 companies with the highest cumulative scores became the Franchise 500.

    Please remember that the Franchise 500 is not intended to endorse, advertise, or recommend any particular franchise. It is solely a research tool you can use to compare franchise operations. Entrepreneur Media stresses that you should always conduct your own independent investigation before investing money in a franchise. Read the FDD and related materials carefully, get help from a franchise attorney and an accountant to review legal and financial documents, and talk to as many existing and former franchisees as possible and visit their outlets. The best way to protect yourself is to do your homework.

    BOI AXA, About Us – Senior Management Team, axa investment management.#Axa #investment #management


    axa investment management

    Axa investment management

    • BOI AXA Treasury Advantage Fund
    • Direct Plan – Daily Dividend 1006.9034
    • Direct Plan – Growth 2041.5389
    • Direct Plan – Weekly Dividend 1008.1709
    • Institutional Plan – Daily Dividend 1002.9232
    • Institutional Plan – Growth 1397.5496
    • Institutional Plan – Monthly Dividend 1002.0930
    • Institutional Plan – Weekly Dividend 1001.6260
    • Regular Plan – Daily Dividend 1007.4498
    • Regular Plan – Growth 2018.3208
    • Regular Plan – Weekly Dividend 1008.7041
    • Direct Plan – Bonus 2033.6528
    • Regular Plan – Bonus 1597.0220
    • Direct Plan 12.8456
    • Regular Plan 12.8065
    • BOI AXA Equity Debt Rebalancer Fund
    • Direct Plan – Dividend 12.5470
    • Direct Plan – Growth 15.0180
    • Regular – Dividend 11.1097
    • Regular Plan – Growth 14.7816
    • BOI AXA Short Term Income Fund
    • Direct Plan – Growth 19.3455
    • Direct Plan – Monthly Dividend 10.4163
    • Direct Plan – Quarterly Dividend 10.5201
    • Institutional Plan – Growth 15.0822
    • Institutional Plan – Monthly Dividend 10.1566
    • Institutional Plan – Quarterly Dividend 10.1171
    • Institutional Plan – Weekly Dividend 10.0615
    • Regular Plan – Growth 18.5167
    • Regular Plan – Monthly Dividend 10.3987
    • Regular Plan – Quarterly Dividend 10.3371
    • BOI AXA Regular Return Fund
    • Regular Plan – Bonus 15.2560
    • Direct Plan – Annual Dividend 10.9171
    • Direct Plan – Growth 20.6517
    • Direct Plan – Monthly Dividend 10.5611
    • Direct Plan – Quarterly Dividend 11.7041
    • Eco Plan – Annual Dividend 11.0904
    • Eco Plan – Growth 20.5361
    • Eco Plan – Monthly Dividend 18.0196
    • Eco Plan – Quarterly Dividend 10.8924
    • Regular Plan – Annual Dividend 10.8667
    • Regular Plan – Growth 20.2649
    • Regular Plan – Monthly Dividend 12.5479
    • Regular Plan – Quarterly Dividend 11.5614
    • BOI AXA Capital Protection Oriented Fund – Series 2
    • Direct Plan – Dividend 11.6005
    • Direct Plan – Growth 11.6005
    • Regular Plan – Dividend 11.4140
    • Regular Plan – Growth 11.4140
    • BOI AXA Capital Protection Oriented Fund – Series 3
    • Direct Plan – Dividend 11.0726
    • Direct Plan – Growth 11.0705
    • Regular Plan – Dividend 10.9077
    • Regular Plan – Growth 10.9077
    • Direct Plan Growth 10.9696
    • Regular Plan Growth 10.9032
    • Direct Plan Growth 11.3083
    • Regular Plan Growth 11.2485
    • BOI AXA Equity Fund
    • Direct Plan – Bonus 18.9200
    • Direct Plan – Dividend 15.5700
    • Direct Plan-Growth 36.5400
    • Direct Plan – Quarterly Dividend 13.4500
    • Eco Plan – Bonus 36.2700
    • Eco Plan – Regular Dividend 15.4200
    • Eco Plan – Growth 36.2700
    • Eco Plan – Quarterly Dividend 13.2600
    • Institutional Plan – Bonus 10.0000
    • Institutional Plan – Regular Dividend 10.0000
    • Institutional Plan – Growth 10.0000
    • Institutional Plan – Quarterly Dividend 10.0000
    • Regular Plan – Bonus 34.7200
    • Regular Plan – Regular Dividend 13.6000
    • Regular Plan – Growth 34.7300
    • Regular Plan – Quarterly Dividend 13.5600
    • BOI AXA Manufacturing and Infrastructure Fund
    • Direct Regular Dividend 15.4900
    • Direct Growth 16.3000
    • Direct Quarterly Dividend 16.0700
    • Regular – Dividend 14.3200
    • Regular – Growth 15.4400
    • Regular – Quarterly Dividend 13.6700
    • BOI AXA MID CAP Equity and Debt Fund
    • Direct Plan – Dividend 11.9100
    • Direct Plan – Growth 12.8200
    • Regular – Dividend 11.8900
    • Regular Plan – Growth 12.6900
    • BOI AXA Tax Advantage Fund
    • Direct Plan – Dividend 27.4900
    • Direct Plan – Growth 53.2500
    • Eco Plan – Dividend 16.0000
    • Eco Plan – Growth 52.0800
    • Regular Plan – Dividend 15.9700
    • Regular Plan – Growth 49.9800
    • BOI AXA Liquid Fund
    • Direct Plan – Daily Dividend 1002.6483
    • Direct Plan – Growth 1926.2966
    • Direct Plan – Weekly Dividend 1062.2953
    • Institutional Plan – Daily Dividend 1000.0291
    • Institutional Plan – Growth 1375.4784
    • Institutional Plan – Monthly Dividend 1001.9102
    • Institutional Plan – Weekly Dividend 1001.4193
    • Regular Plan – Daily Dividend 1002.1069
    • Regular Plan – Growth 1917.3685
    • Regular Plan – Weekly Dividend 1002.0033
    • Super Institutional Plan – Daily Dividend 1000.0024
    • Super Institutional Plan – Growth 1339.2836
    • Super Institutional Plan – Monthly Dividend 1000.0000
    • Super Institutional Plan – Weekly Dividend 1000.1371

    Axa investment management

    Sandeep Dasgupta – CEO

    Axa investment management

    Arun Prasad G – SVP – Head – Sales, Business Development Marketing

    Axa investment management

    AXA Investment Managers.

    Axa investment management

    Nadeem Kajiji Head – Risk Management

    Axa investment management

    Rajesh Chawathe – Company Secretary & Head – Legal & Compliance

    Axa investment management

    Axa investment management

    Alok Singh – CIO

    Axa investment management

    Axa investment management

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    Axa investment management

    Understanding Fixed Income Securities – RBC Dominion Securities #understanding #fixed-income #securities, #fixed-income #investing #investments, #bonds, #savings #bonds, #guaranteed #investment #certificates, #gics, #treasury #bills, #t-bills, #banker’s #acceptances, #nha #mortgage-backed #securities, #strip #coupons, #residuals, #laddered #portfolio, #rbc #dominion #securities, #royal #bank #of #canada


    Understanding Fixed Income Securities

    The following frequently asked questions provide a brief introduction to fixed-income securities:

    What are fixed-income securities?

    A fixed-income security is a debt instrument issued by a government, corporation or other entity to finance and expand their operations.

    Fixed-income securities provide investors a return in the form of fixed periodic payments and eventual return of principal at maturity. The purchase of a bond, treasury bill, Guaranteed Investment Certificate (GIC), mortgage, preferred share or any other fixed-income product represents a loan by the investor to the issuer.

    Why invest in fixed-income securities?

    Fixed-income securities can be an important part of a well-diversified portfolio. For many investors, particularly retirees, fixed-income investments are a secure, low-risk way to generate a steady flow of income. As long as they are held to maturity, fixed-income securities will provide a guaranteed return on your investment, with payments known in advance.

    What are some examples of fixed-income securities?

    The following is a list of some common fixed-income securities:

    • Bonds
      A bond is an obligation or loan made by an investor to an issuer (e.g. a government or a company). In turn, the issuer promises to repay the principal (or face value) of the bond on a fixed maturity date and to make regularly scheduled interest payments (usually every six months). The major issuers of bonds are governments and corporations.
    • Savings Bonds
      Savings bonds issued by the Canadian and various provincial governments are different from conventional bonds. Canada Savings Bonds (CSBs) typically pay a minimum guaranteed interest rate (there are also compound interest bonds available). A CSB carries no fees and is cashable at any time. The amount received for a CSB will never go below its face value if redeemed by the issuer, while the price received in the market for a conventional bond will depend on the level of interest rates at the time of sale. In addition, only residents of Canada (or of the province of issue) are eligible to purchase CSBs, and only up to a predetermined amount.
    • Guaranteed Investment Certificates (GICs)
      A GIC is a note issued by a trust company with a fixed yield and term. The Canada Deposit Insurance Corporation (CDIC) insures many GICs for interest and principal totaling up to $100,000. GICs are generally non-redeemable before the term is complete.
    • Treasury Bills
      Treasury bills (T-bills) are the safest type of short-term debt instrument issued by a federal government. Ideal for investors seeking a 1- to 12- month investment period, T-bills are highly liquid and very secure.
    • Banker s Acceptances
      Banker s Acceptances (BAs) are short-term promissory notes issued by a corporation, bearing the unconditional guarantee (acceptance) of a major Chartered Bank. BAs offer yields superior to T-bills, and a higher quality and liquidity than most commercial paper issues.
    • NHA Mortgage-Backed Securities (MBS)
      A National Housing Act (NHA) MBS is an investment that combines the features of residential mortgages and Canadian government bonds. MBS investors receive monthly income consisting of a blend of principal and interest payments from a pool of mortgages.
    • Strip Coupons and Residuals
      Strip coupons and residuals are instruments purchased at a discount that mature at par (100). They grow over time and while any interest income is not payable until maturity, a nominal amount of interest is accrued each year and must be claimed as income by the purchaser for tax purposes. For example, a Canada strip coupon maturing on March 15, 2006 with a yield of 5.31% would be priced at 77.07 to mature at 100. The difference between the purchase price and 100 is treated as interest income.
      Strip coupons generally offer higher yields and can also fluctuate more than the price of a bond of similar terms and credit quality. All of the aforementioned features make strip coupons a popular choice for tax-sheltered accounts such as Retirement Savings Plans (RRSPs) and Registered Retirement Income Funds (RRIFs).
    • Laddered Portfolio
      A laddered portfolio is comprised of several bonds, each of which has a successively longer term to maturity. Each position in the portfolio is usually the same size as the next, with intervals between maturity dates roughly equal. A laddered portfolio helps spread reinvestment risk over the long term, helping to average out the effects of overall interest rate changes.

    Take the next step talk to an advisor.

    Our Investment Advisors are here to help recommend the solutions that are best for you. To learn more, please contact an advisor or ask an advisor to contact you .

    Asset Management Degree and Certificate Program Information #masters #in #investment #management, #asset #management #degree #and #certificate #program #information


    Asset Management Degree and Certificate Program Information

    Essential Information

    Asset management, more commonly known as investment management, involves the analysis, purchase, and supervision of financial portfolios with a goal of increasing the value of these holdings. These portfolios may include stocks, real estate, bonds, and other financial investment products and could be owned by private individuals or corporations. Concentrations in investment management are often available to students enrolled in broader finance or business programs at the bachelor’s, certificate, and master’s levels. Certificate programs are designed for bachelor’s degree holders who are looking to build on their existing knowledge by specializing in this field, and master’s degree programs are commonly designed for working professionals.

    Bachelor’s programs will require students to be high school educated in order to enroll, with particular emphasis placed on mathematics, accounting, and computer coursework. Certificates will need a bachelor’s degree and prerequisite coursework in accounting, economics, and finance, along with a familiarity with computer spreadsheets. Master’s degrees typically need a bachelor’s degree, a personal essay, and letters of recommendation.

    Bachelor’s Degree in Investment Management

    This program enables students to succeed in all facets of investment management including analysis of financial statements, debt securities, equity securities, derivative instruments, portfolio management, and financial risk.

    The investment management concentration is the basis for a career in this field. Sample courses include:

    • Financial engineering
    • Accounting decisions
    • Portfolio management
    • Business law and ethics
    • Investments

    Certificate in Investment Management

    Certificate courses may fulfill pre-MBA requirements. The program’s curriculum comprehensively covers basic aspects of financial theory and practice. With a concentration in investment management, the student selects elective courses. Such sample courses include:

    • Security analysis
    • Science of investing
    • Commodity futures trading
    • Investment portfolio management
    • Options and other financial derivatives

    Find schools that offer these popular programs

    • Accounting with Computers, General
    • Auditing
    • Bookkeeping
    • Financial Accounting
    • Managerial Accounting
    • Taxation, General

    Master’s Degree in Investment Management

    Students may pursue a Master of Science in Investment or Master in Business Administration. The courses provide a well-rounded examination of the investment environment for the money manager. Contemporary theories and techniques for security selection and management are taught. Students acquire financial analysis skills using financial statements.

    A master’s degree is generally geared to the working professional’s schedule. Students take courses that include:

    • International economics
    • Securities
    • Derivative markets
    • Equity analysis
    • Risk management

    Popular Careers

    Graduates with a major in finance and a concentration in investment management can expect to find a career in financial departments of many fields. These fields include:

    • Investment firms
    • Real estate firms
    • Insurance companies
    • Government and public agencies

    Students who obtain a certificate in finance with a concentration in investment management may follow various career paths. These career paths include:

    • Corporate finance
    • Financial analysis
    • Security analysis
    • Banking
    • Real estate finance

    Skills acquired in the Master in Investment Management open doors to several careers. Such careers include:

    Employment Outlook and Salary Info

    The U.S. Bureau of Labor Statistics (BLS) projected that job openings for financial analysts, including investment analysts, would grow by 12% from 2014-2024 (www.bls.gov ). These professionals earned a median annual salary of $80,310 as of May 2015, per the BLS.

    Continuing Education

    The investment manager may choose to pursue a Chartered Financial Analyst or CFA credential, which is supervised by the CFA Institute and often required by prospective employers. To obtain this credential, the candidate must have four years of qualified investment work experience, join the CFA Institute, adhere to the Code of Ethics and Standards of Professional Conduct, become a member of a local CFA society and finish the CFA program. The CFA program consists of three levels, each ending in a 6-hour exam. The program takes between 2-5 years, but the professional can take as long as he or she needs.

    Asset management professionals can earn an education in the field through related bachelor’s and master’s degrees, as well as graduate certificates. In addition to preparing students for work in a number of jobs, these programs qualify them for professional certification.

    Next: View Schools

    Asset inventory degrees are not offered, but those interested in a career as an asset manager can pursue a logistics or supply.

    Disaster management professionals help communities prepare for and recover from catastrophes. Certificate training programs are.

    Research online management science doctoral degree programs. Find out what you can learn in these programs and what you’ll need.

    The highest degree in the field of sports management is a Ph.D. Get more information about doctoral programs in this field.

    • Master of Business Administration – Personal Financial Planning
    • Master of Business Administration – Executive Management (Virtual Format)
    • Master of Business Administration – No Specialization
    • B.S. Accounting
    • B.S. Business Administration – Personal Financial Planning
    • B.S. Business Administration – No Specialization
    • B.S. General Studies – Business
    • A.S. Accounting
    • A.S. Business
    • A.S. General Studies – Business
    • View more
    • Doctor of Business Administration – Management
    • MBA: Accounting
    • MS in Accounting
    • MBA: Finance
    • MBA
    • BS in Accounting
    • Bachelor of Science in Business for Secondary Education
    • BS in Applied Management
    • BS in Finance and Economics
    • BS in Business Admin.
    • View more
  • Institutional Investment Fraud Attorney – Securities Fraud Lawyer – SSEK Partners Group #call #(800) #259-9010, #ssek #partners #group #is #dedicated #to #serving #our #clients #with #a #range #of #legal #services #including #institutional #investment #fraud, #and #securities #fraud #cases.


    The Partners Group has represented clients nationwide and abroad with claims from $1 million to $200 million.

    Since 1990, our firm has successfully litigated and arbitrated against hundreds of financial firms including most major Wall Street firms.

    Institutional Investment Fraud Attorneys

    The SSEK Partners Group represents institutional and high net worth individuals in securities litigation and arbitration. Our institutional investment fraud attorneys serve our clients individually, including those who opt out of class actions. We seek recovery of losses and other damages caused by fraud, negligence and other improper or illegal actions by financial firms and their representatives in the sale of securities and investment products and management of assets.

    Our securities lawyers have experience representing:

    • Corporations
    • Partnerships
    • Banks and Financial Firms
    • Large Trusts
    • Retirement Plans
    • Municipalities/School Districts
    • Charitable Organizations
    • Private Foundations
    • High Net Worth Individuals

    Although there are many types of institutional investors, there is a commonality among them all. Simply put, by virtue of being an institutional investor, the stakes are high. Not only is the amount of money involved substantial but the losses sustained affects hundreds, if not thousands of individuals.

    The decision to select a law firm to represent your organization is not one that can be taken lightly. Because of the magnitude of the institutional case, the attorneys representing the brokerage firm and its representatives will be the best of the best and extremely experienced. Therefore, much thought and consideration must be given to the selection of a firm which will represent not only your organization but the individual members, as well.

    There are two overwhelming components in the selection process:

    • The firm chosen must have an impeccable reputation and be experienced in the handling of institutional sized cases.
    • The firm must have the resources to fight the long battle ahead until the case can be successfully resolved, through arbitration, mediation or litigation.

    Serve your organization and its members well by contacting our institutional investment fraud lawyers at 1-800-259-9010 for a confidential, no obligation consultation and analysis of your particular situation, along with our recommendations about potential recovery options available to you. Cases are handled on a contingency basis and fees will be deducted from the settlement, if any, based upon an agreed upon percentage of recovery. If no recovery is made, no attorney fee will be owed.

    Shepherd Smith Edwards Kantas LTD, LLP, has a team of attorneys, consultants and staff with more than 100 years of combined experience in the securities industry and in securities law. Since 1990, we have represented thousands of investors nationwide to recover losses. Our securities lawyers have represented clients in Federal and State courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. (NYSE), American Arbitration Association (AAA) and in private arbitration actions. Collectively, we have represented over 1,000 investors in the last 20 years in negotiation, mediation, arbitration and litigation.

    Because of the special nature of institutional sized cases, your organization is guaranteed that a partner or a team of partners and institutional investment fraud attorneys will be assigned to the handling of your case, in addition to our experienced paralegals and other staff members. The Partners Group at Shepherd Smith Edwards Kantas LTD, LLP, is the only securities law firm to entrust your organization s case to. Experience matters!

    RI DLT, Workforce Development Services – Trade Adjustment Assistance #rhode #island #department #of #labor #and #training, #workforce #development, #business #services, #workforce #investment #office, #youth #services, #veterans #services, #unemployment #insurance, #temporary #disability #insurance, #employment #security, #workers’ #compensation, #workforce #regulation #and #safety, #professional #regulation, #occupational #safety, #apprenticeship, #labor #market #information, #employment, #unemployment, #trade #adjustment #assistance, #rapid #response, #workshare, #prevailing #wage


    Trade Adjustment Assistance

    Information from the US Dept.of Labor (click each link below)

    Trade Adjustment Assistance (TAA) is available to workers who lose their jobs or whose hours of work and wages are reduced as a result of increased imports. Under the Trade Act of 1974, workers whose employment is adversely affected by increased imports may apply for TAA, which includes a variety of benefits and reemployment services to help unemployed workers prepare for and obtain suitable employment. Workers may be eligible for:

    Job Search Allowance

    Other Reemployment Services

    Additional weeks of unemployment insurance benefits following the exhaustion of regular benefits
    (Trade Readjustment Allowance, TRA)

    NOTE:Benefits and eligibility criteria for the Trade Adjustment Assistance change frequently. For latest information, visit the U.S. Department of Labor web site at www.doleta.gov/tradeact

    Establishing Group Eligibility for TAA – You must file a petition with the Office of Trade Adjustment Assistance to establish group eligibility to apply for TAA. Petitions many be filled by a group of three or more workers, their union, or an authorized representative. You can obtain forms from your nearest netWORKri Office.

    Qualifying for Trade Readjustment Allowance – to qualify for trade readjustment allowances you must:

    Be covered by certification

    Be laid off due to lack of work in adversely affected employment

    Be laid off from employment on or after the impact date and before the ending date of certification

    Have worked at least 26 weeks at wages of $30 or more a week in adversely affected employment with a single firm or subdivision in the 52 week period ending with the week of separation.

    Have been entitled to and have exhausted all rights to Unemployment Insurance (UI) Benefits

    Meet the same weekly work text applicable to claimants for extended unemployment insurance benefits, including actively seeking, applying for and accepting work within your capabilities

    Be enrolled in or have completed an approved training program, unless training requirement is waived by the designated state agency

    For further information on the Trade Act or TAA, please contact any netWORKri office.
    the office of Trade Adjustment Assistance in the U.S. Dept of Labor or any Labor Department regional office.

    Estate Planning Council of Birmingham, Inc #estate #planning #birmingham, #estate #planners #birmingham, #estate #planning #attorney #birmingham, #al, #accredited #estate #planner, #certified #estate #planner, #personal #financial #planning, #charitable #planning, #corporate #tax #planning, #wealth #transfer #planning, #financial #planning, #retirement #planning, #executive #compensation, #deferred #compensation, #probate #administration, #trust #and #estate #administration, #business #succession, #estate #and #gift #taxation, #estate #income #tax, #securities #law, #investment #management, #will #contests, #fiduciary #income #taxation, #sale #and #tax #issues, #executive #benefits, #elder #law, #insurance, #equities, #mergers, #acquisitions, #litigation #support, #tax #defense, #attorney


    Welcome to the website of The Estate Planning Council of Birmingham!

    The Estate Planning Council of Birmingham is a multi-disciplinary professional association organized to provide educational programs and networking opportunities for estate planning professionals in the community. Established in 1960, the Council s membership is currently comprised of more than 200 attorneys, accountants, bank trust officers, life insurance professionals, and financial planners. Others who work in the field of estate planning participate as associate members.

    If you are seeking guidance regarding your estate planning, please use our membership list to assemble a team of professionals who are dedicated to their estate planning practice.

    Meetings: 1st Thursday of each month

    September through May

    The Harbert Center

    2019 4th Avenue North

    Guests are welcome!

    Continuing Education Credit: Up to 12 hours a year if all meetings are attended.

    Membership application on left side of this page (Document Library).

    Initiation Fee: $100.00

    Annual Dues: $275.00


    September 7, 2017

    TOPIC: The Generous Business: How Families Use their Business as an Engine of Generosity

    Michael King – National Christian Foundation

    TOPIC: Advising Clients through the Toughest Times of Life

    Amy Florian – Corgenius

    Mercer Advisors #retirement #calculator, #financial #planning, #investment, #investment #banking, #financial #management, #personal #finance, #financial #management, #financial #accounting, #financial #advisor, #financial #planning, #investments, #retirement #planning, #wealth #management, #budget #planner, #financial #planner, #certified #financial #planner, #investment #management, #financial #manager, #investment #jobs, #financial #advisers


    Press Releases / News

    Mercer Adds Sixth RIA in 13 Months, Nears $10B Mark, February 14, 2017
    Mercer Advisors Continues Its National Expansion, Acquires Pegasus Advisors, Press Release, November 2, 2016
    Mercer Advisors and Kanaly Trust Merge to Create One of the Largest Independent Wealth Managers in the United States, Press Release, March 28, 2016
    Mercer Advisors Expands Footprint, Acquires Spruce Hill Capital, Press Release, November 12, 2015
    Mercer Advisors Names Loren Pierson as Firm President, Press Release, July 21, 2015
    Mercer Advisors Announces New Chief Investment Officer, Press Release, July 21, 2015
    Mercer Advisors Surpasses $6 Billion in Client Assets Under Management, Press Release, June 15, 2015
    Mercer Advisors Launches Groundbreaking Client Appreciation Initiative, Press Release, June 1, 2015


    Wealth Management

    Top 100 RIAs – #15, November 10, 2015

    Top 100 Wealth Managers – #19, May 1, 2015

    PLEASE NOTE: Mercer Advisors Inc. is a Delaware corporation and is in no way affiliated with Mercer LLC, Mercer Investments, or the Marsh McLennan Companies.

    Mercer Global Advisors Inc. is registered with the Securities and Exchange Commission and delivers all investment-related services. Mercer Advisors Inc. is the parent company of Mercer Global Advisors Inc. and is not involved with investment services. All legal advice, services, and document creation are provided through Advanced Services Law Group. Mercer Advisors is not a law firm and does not provide legal advice or services. ©2016 Mercer Advisors. All Rights Reserved. | Powered by Mercer Advisors

    Become a Registered Investment Advisor (RIA) #investment #advisor #software


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